Independence of the International Criminal Court under Friendly Fire?
In December 2025, I wrote a first post on US sanctions targeting the International Criminal Court (“ICC”) in retaliation for the issuance of arrest warrants in the Afghanistan and Palestine situations. In that post, I regretted the limited support that States Parties appeared to be offering the Court - at least based on publicly available sources - to protect its independence. The independence of the sanctioned judges, the Prosecutor, and the Deputy Prosecutors seemed to constitute the sole bulwark safeguarding the institution’s independence. I explored possible avenues for States Parties to genuinely support and assist the Court; nothing public was done… until, according to media reports (such as here, here or there), April Fool’s Day 2026.
A note of caution is warranted.
Pursuant to Rule 26ter of the ICC Rules of Procedure and Evidence
(“RPE”), the entire investigation mentioned below is confidential. The
information discussed in this post derives from public media reports and from a letter apparently authored by the ICC
Prosecutor’s legal advisers published
on 2 April 2026. It
has not been possible to verify this information against the actual case
documents, which remain classified.
According to these sources, on
April Fool’s Day 2026, a majority of 15 States Parties (Belgium, Bolivia,
Brazil, Chile, Cyprus, Ecuador, Finland, Italy, Japan, Latvia, New Zealand,
Poland, Slovenia, South Korea, Switzerland), opposed by four (Kenya, Senegal,
Sierra Leone, South Africa), with two abstentions (Bosnia and Herzegovina,
Uganda), sitting on the Bureau of the ICC’s Assembly of States Parties (“ASP”),
voted against the
unanimous finding of an independent ad hoc panel of three judges that
the investigation into ICC Prosecutor Karim Khan disclosed no basis for further
disciplinary action. In other words, diplomats overturned the unanimous finding
of judges whom they themselves had appointed, in order to pursue disciplinary
action against the Prosecutor. If accurate, and not, as the date might suggest, an April Fool’s prank, this vote would amount
to a serious and unprecedented attack on the Court’s independence by those
expected to protect it: the ASP
and its Bureau.
To grasp the full significance of
this development, it must be placed in context.
The reported vote arises in the
context of allegations of sexual harassment brought against the ICC Prosecutor
by two complainants. By lack of information, this
article obviously cannot
take a position on these allegations, except to note that they are serious and
warranted a proper, thorough, and fair investigation. Such an investigation was
essential not only to protect the respective interests of the complainants and of the accused Prosecutor,
but also to preserve the integrity of the ICC as a whole. Failure to conduct a
proper and fair investigation risks fueling suspicions of manipulation: either
that allegations might be dismissed without due process to protect the
Prosecutor, or that disciplinary action might be pursued without sufficient
basis to remove a Prosecutor whose work had provoked the ire of, inter alia,
the United States, Israel, and Russia, triggered US sanctions against the Court, and even led to him being sentenced to 15 years imprisonment
by a Moscow tribunal,
with eight ICC judges sentenced from 3.5 to 15 years as well. Media
reports linking the allegations
of sexual harassment to the issuance of arrest warrants in the Palestine
situation on the basis of
their contemporaneity do not, in themselves, undermine the credibility
of the complainants, whose claims deserved proper investigation. If anything,
such a coincidence heightened the imperative for fairness and integrity in the
process.
Yet, as if governed by Murphy’s
Law, where the demands for fairness and integrity were greatest, the process
appears to have gone awry, and
indeed it did. The difficulties began with the body responsible for
investigating such allegations: the Independent Oversight Mechanism (“IOM”),
established by and operating under the authority of the ASP, which declined to
open an investigation. This development will not surprise those familiar with earlier
analyses of ICC accountability mechanisms that I authored for the ICC Bar
Association several years ago,
which are again and unfortunately fully confirmed.
To resolve the IOM’s initial failure, the
ASP devised an ad hoc investigative procedure, entrusting the
investigation to an external body: the United Nations Office of Internal
Oversight Services (“OIOS”), which conducts similar investigations within the
UN system. The OIOS was mandated to carry out the investigation in June 2025.
Subsequent amendments
to the ICC RPE and to the ASP
Rules of Procedure, adopted on 5 December 2025, retroactively endorsed this
improvised mechanism, created solely to circumvent the IOM’s refusal to perform
its mandate.
From the outset, the integrity of
this ex post facto procedure attracted criticism, including from former
ICC judges. Had the procedure at least been properly followed, it might
still have been possible to conclude that, overall, the process met minimum
standards of fairness given the IOM’s initial failure. However, publicly
available information suggests that even this improvised procedure was not
respected.
The procedure comprised several
steps.
First, an investigation was to be
conducted and a report drafted by the IOM or, “where strictly necessary” (new
Rule 26(2) of the RPE), by an external investigator. In this case, the
investigation was entrusted to the OIOS without clear public explanation as to
why this was “strictly necessary.” The OIOS began its work in June 2025 and
completed its report in December 2025. Although numerous media outlets appear
to have accessed and commented on its contents, the report remains confidential
under Rule 26ter(1) of the RPE. This constitutes a first breach, though far from the most
serious, despite repetition.
Second, the investigation report
was to be reviewed by an independent ad hoc panel of judicial experts
appointed by the Presidency of the ASP Bureau pursuant to new Rule 26bis(1)
of the RPE. While media reports refer to a “panel of judges,” these individuals
are not ICC judges but specially appointed judicial experts. In this case, they
were highly distinguished: Justice
Leona Theron of the South African Constitutional Court; Mr Paul Lemmens of Belgium, former
judge of the European Court of Human Rights and current President of the
Administrative Tribunal of the Council of Europe; and Judge Seymour
Panton of Jamaica, of the International Residual Mechanism for Criminal
Tribunals (“IRMCT”). If there is one aspect of the improvised procedure beyond
reproach, it is the eminence, expertise, and independence of these panel
members.
This distinguished panel,
appointed in December 2025, fulfilled its mandate and reportedly concluded that
the OIOS investigation had not established any misconduct or breach of duty by
the Prosecutor. This conclusion appears to have been unanimous and was reported
in the media on 29 March 2026. Given the steady stream of leaks, accurate or otherwise, since June 2025, which had
shaped public expectations of the Prosecutor’s culpability, this outcome was
surprising. The panel’s conclusion, reached after a full and authorized review
of the evidence, stands as a testament to its independence from public opinion.
What should have happened next?
Under the improvised procedure
endorsed in December 2025, the panel’s conclusion constituted legal advice and
was not formally binding on the Bureau or the ASP. Thus, had the panel found
grounds for misconduct, the Bureau could, in principle, have declined to
proceed, provided it justified departing from the panel’s advice. However,
where the panel found no basis for disciplinary action - as here - the procedure did not contemplate
further steps. Nevertheless, the Bureau majority reportedly voted on 1 April
2026 to proceed with disciplinary action. In doing so, it not only disregarded
the panel’s unanimous opinion but also appears to have violated the very
procedure it had established.
Under new Rule 81(1) of the ASP
Rules, “The President of
the Bureau of the Assembly of States Parties shall convene a meeting of the
Bureau and circulate among its members the final report of the ad hoc panel
together with the investigation report, and its underlying evidence, if
applicable, upon receipt of advice of the ad hoc panel that
the factual findings by the Independent Oversight Mechanism or the external
investigator, as applicable, legally characterize as serious misconduct or
serious breach of duty in the case of the Prosecutor” (emphasis added).
Accordingly, the Bureau is to be seized only where the panel advises
that the facts legally amount to serious misconduct or breach of duty. Where
the panel reaches the opposite conclusion, like in the present case, the rules provide no basis for
further action or a vote. Accordingly, submitting the matter to a vote appears
to have been contrary to the plain wording of the rule.
Interpreting Rule 81(1) of the
ASP Rules as allowing the Bureau to overturn the panel’s advice even in such
circumstances would amount to a contra legem interpretation, that is, one contrary to
the rule’s clear and plain
wording, adopted less than six months earlier for this very situation, according to which the Bureau
should only vote when the ad hoc panel finds that the
investigation report and evidence offers a basis for disciplinary action.
More fundamentally, it would
allow a political body of diplomats to overturn the legal determination of
independent judicial experts specifically appointed for that purpose. Once such
experts concluded that no misconduct had been established, the Bureau should
have had no authority to revisit that conclusion. By doing so, it disregarded
both the procedure and the principle of judicial independence.
What might be the next steps
following the 1st
April vote of the majority of the Bureau? New ASP Rule 81(1) provides a
clear answer: “After having gathered, in accordance with the common
provisions on procedural fairness under rule 27 of the Rules of Procedure and
Evidence, the relevant information for the purpose of deciding on the
complaint, the Bureau shall recommend to the Assembly whether to follow the
advice of the ad hoc panel, including its reasoning for any
disagreement, if applicable.” At
this stage, the defendant is afforded an opportunity to present arguments pursuant to new Rule 27(2) of
the RPE. Rule
27(2) of the RPE further reads that “the competent decision-maker(s) and the
ad hoc panel may take any further steps necessary to ensure procedural
fairness at any stage for any persons directly affected, including the elected
official concerned”, but the exact scope of that rule remains unclear. Regardless
of what the defendant
may say or submit, paragraphs (2) and (3) of ASP Rule 81 provide that the entire case file shall then be transmitted to an extraordinary session the
ASP for a vote on
whether he should be removed from office.
It is at this point that the
process goes fundamentally astray. Forget the procedural irregularities identified thus far, it isn’t much, compared to the following.
The ASP is not a judicial body;
it is a political organ in which diplomats vote in accordance with instructions
received from their respective capitals. These instructions bear no relation to
the requirements of a fair trial, due process, or proof beyond a reasonable
doubt. This is simply not the nature of the determinations made within such a
forum. The sole compass guiding diplomats’ votes is the perceived interests of
their States, and they cannot be faulted for acting accordingly. They are
neither mandated nor equipped to render judicial determinations based on
evidentiary standards. Moreover,
Assembly votes do not entail, and
indeed exclude, reasoned
decisions, unlike
judicial rulings. The two are fundamentally different in nature. Consequently,
irrespective of the findings of the OIOS, of the available evidence, of the conclusions of the ad hoc Panel, or of the defence eventually
presented by the Prosecutor at this late stage, the decision whether to remove
him from office will be made without any judicial determination.
Such a decision will bear no
relation to the merits of the case, the voices of the complainants, who may feel vindicated,
though vindication is not justice, or the persuasiveness of the defence. Instead, it will depend
on whether States Parties perceive an advantage in removing the current
Prosecutor from office. It is hardly speculative to suggest that considerations
such as the Prosecutor’s decisions in the Afghanistan and Palestine situations,
the resulting consequences in terms of US sanctions, and the desire of States Parties to preserve their
relations with the United States will weigh heavily in this determination. To
suggest otherwise would be culpably
naïve. If States Parties
perceive an interest, such
as appeasing Washington, in
removing the Prosecutor, they will do so irrespective of the merits of the
case. Indeed, removing the Prosecutor may ultimately be seen as a means of
resolving the US sanctions imposed on the Court. When I wrote that the
States Parties had to take action to protect the independence of the Court from
US sanctions, this is not exactly what I had in mind…
But even in the extraordinary
scenario in which these political considerations were set aside and played no
role in the voting of State representatives, their decision would still not
constitute a judicial determination applying the standard of proof beyond a
reasonable doubt: it would remain a vote by diplomats.
Should this scenario materialise,
the Prosecutor, in his personal capacity, is entitled to have recourse to judicial review before the ILOAT.
Although he is not formally a staff member, the Tribunal has previously
affirmed its jurisdiction over complaints brought by ICC elected officials and former elected officials (e.g. ILOAT
Judgment 3359). The Tribunal’s case law on disciplinary matters is
unequivocal: “The
Tribunal has consistently held that a staff member accused of wrongdoing is
presumed innocent and is to be given the benefit of the doubt (see Judgments 4858,
consideration 17, 4491,
consideration 19, and 2913,
consideration 9). The burden of proof rests on an organisation to prove the
allegations of misconduct beyond reasonable doubt before a disciplinary
sanction can be imposed (see Judgments 4858,
consideration 17, and 4364,
consideration 10)” (ILOAT
Judgment 5156 at 24). Applying this standard, the ILOAT would likely
conclude that the Prosecutor was removed absent a finding of guilt beyond a reasonable doubt. The conclusions of the ad
hoc Panel will no doubt be
given much weight in that determination. It is highly probable that the
removal decision would be set aside and that substantial financial compensation
would be awarded to the former
Prosecutor for his unlawful removal from office.
In the end, the Prosecutor, as an individual, may
obtain justice for himself.
However, the complainants, who
were effectively denied justice through the ASP procedure, will have to cope with that reversal.
Meanwhile, the Court would have seen its Prosecutor removed through a political
process, most likely
driven by the short-term interests of States Parties seeking to appease the
United States, with no clear path to restoring its compromised independence.
The damage, once done, may prove difficult, if not impossible, to reverse.
Precedent does not diminish the
gravity of this development. No disciplinary action was taken against the first
ICC Prosecutor even after a final judgment publicly detailed alleged rape (ILOAT
Judgment 2757, para. 4). In another instance, the ASP deferred action
against the third ICC Registrar
pending ILOAT review, and ultimately no action followed despite findings of
abuse of authority (ILOAT
Judgment 3907, para. 26). In
those two cases, a judicial determination was made that the relevant ICC
Elected Officials breached the law, but the diplomats decided to cover up. Here,
by contrast, a unanimous finding by three eminent judges that no misconduct
existed is overridden to
proceed with an ASP vote on removal from office, in breach of well-established
ILOAT case law applicable to the defendant.
This post is not about defending
the Prosecutor. One may dislike the ICC Prosecutor; one may be personally
convinced of his guilt; one may even agree that he should be removed from
office to appease the United States, in the hope, however hazardous, that doing so might bring an
end to US sanctions against the Court. However, none of these personal views or
opinions can justify sacrificing the independence of the International Criminal
Court. Whatever the Prosecutor did
or did not do, the handling of the allegations, beginning with the IOM’s inaction, has been deeply
unsatisfactory. It leaves a bitter taste for those concerned with the rights of
victims, including victims of sexual violence and abuse of power, as well as
for those committed to the rights of the defence, the presumption of innocence,
and the guarantees of a fair trial. Above all, it profoundly undermines
confidence in the independence of the Court.
The impeccable credentials of the
ad hoc panel could not cure the earlier irregularities, i.e. the IOM’s failure to act, numerous breaches of
confidentiality, and the application
of an ex post facto procedure. However, it offered hope that the process
might still conclude fairly and lead to meaningful institutional reform: implementing the IOM’s
mandate within the internal
legal system of the Court, improving reporting mechanisms and
protections against retaliation, establishing an ethics office, ensuring compliance with confidentiality rules, and creating
disciplinary procedures for
Elected Officials free from diplomatic interference. The Bureau’s vote
of 1 April deals a serious, if
not fatal, blow to that
hope and risks resolving this matter at the expense of the Court’s
independence.
Once upon a time, States Parties declared themselves “Determined […] for the sake of
present and future generations, to establish an independent permanent
International Criminal Court” (Rome Statute, Preamble, para. 9). The
only hope that this commitment endures is that the reported vote of 1 April
2026 proves to be nothing more than an ill-conceived April Fool’s prank, and that States
Parties will focus their efforts on protecting the Court’s independence,
including in the face of US
and Russian sanctions, rather than undermining it in the future.
Dr Cyril Laucci, 7 April 2026.
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